Regulations • What you need to know

Your Location

Atwal Financial LTD (UK) provides administrative support for its clients, advisers & partners. From this location we also offer business solutions specialising in UK-India cross-border advice.

Atwal Financial LTD does not offer financial planning advice within or from the UK as we are not authorised by the Financial Conduct Authority.

Atwal Financial (Services) LLP provides cross-border financial planning and wealth management globally for all residents. Our advisers and partners are separately authorised and regulated by their local authorities.

Staying Compliant

Our responsibility is to ensure that our advisers, partners, product & service providers remain compliant at all times.

We do this by carrying out extensive due diligence through a yearly audit. Training and development for our advisers and partners is also managed by us.

Our business solutuons India is committed to fair employment practices when hiring talent in India for international clients. We adhere to national and local state rules and provide transparency of employee rights, salary & the fees we charge.

We are committed to treating our customers, employees & partners fairly at all times.

Complaints Procedure

If you wish to complain about our services or your product or service provider, please email We will send an acknowledgement within 24 hours. If required, complaints will be handled by the relevant Ombudsman to help resolve your concerns.

Initial discussions and reports are free of charge so contact us