Regulation, Compliance & Your Protection

Atwal Financial Limited provides planning and support services from the UK to clients, families and businesses with interests and affairs in both the UK and India.

We have not sought FCA authorisation to provide financial advisory services in or from the UK.

Where regulated financial planning or advisory services are required, these are provided by appropriately authorised or regulated advisers, firms or strategic partners operating within the relevant jurisdiction which includes the Securities and Exchange Board of India (SEBI), the Association of Mutual Funds in India (AMFI), the Insurance Regulatory and Development Authority of India (IRDAI) and the UK Financial Conduct Authority (FCA).

If you have any concerns, please email contact@atwalfinancial.com. All complaints are acknowledged within 24 hours and, where appropriate, escalated to the relevant Ombudsman.

For your protection, we never handle or hold client investment funds directly. All advisers and partners operate under local regulatory requirements.

We work only with partners and providers in well-regulated jurisdictions, prioritising financial stability, tax efficiency, and investor protection. Our recommendations reflect the safeguards available in each jurisdiction and are supported by thorough due diligence.

We collect and use client information solely to provide tailored advice. Your data is kept secure and shared only where legally required or with your explicit consent.

In accordance with the UK General Data Protection Regulation (UK GDPR) and the Data Protection Act 2018, you have the right to access, rectify, or request deletion of your personal data at any time. To exercise rights, please email contact@atwalfinancial.com.

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